FREDERICK FRANK

FREDERICK FRANK is currently employed as a Broker and/or Investment Adviser at GORDIAN INVESTMENTS, LLC located at 257 Park Ave South, 15th Floor, New York, NY, 10010.

FREDERICK FRANK has worked at GORDIAN INVESTMENTS, LLC since July 03, 2014

Disclosure History

FREDERICK FRANK has 2 Disclosure Event(s).

Date: September 19, 2008
Category: Financial
Type: Liquidated

Date: May 03, 1993
Category: Customer Dispute
Allegations: MISREPRESENTATION ALLEGED DAMAGES $50,000.00.
Damage Amount Requested: $50,000.00
Settlement Amount: $55,000.00
Broker Comment: CASE SETTLED FOR $55,000.00 TO BE PAID BYSHEARSON. FREDERICK FRANK WAS DISMISSED WITH PREJUDICE.Not Provided

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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