FREDERICK M GEIBEL

FREDERICK M GEIBEL is currently employed as a Broker and/or Investment Adviser at UBS FINANCIAL SERVICES INC. located at 64 WILLOW PLACE, SUITE 200, MENLO PARK, CA, 94025.

FREDERICK M GEIBEL has worked at UBS FINANCIAL SERVICES INC. since January 12, 2007

Disclosure History

FREDERICK M GEIBEL has 1 Disclosure Event(s).

Date: August 18, 2006
Category: Customer Dispute
Allegations: CUSTOMER CLAIMS FINANCIAL ADVISOR MISREPRESENTED MATURITY DATE OF A CORPORATE BOND. DAMAGES MORE THAN $5,000.
Broker Comment: AT ISSUE SECURITY WAS RECEIVED BY CUSTOMER WHEN HE TENDER EXISTING SECURITY THAT HE PURCHASED ON AN UNSOLICITED BASIS.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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