Frederick Focke Mischler is currently employed as a Broker and/or Investment Adviser at WADDELL & REED located at 1425 SOUTH FRETZ AVE, EDMOND, OK, 73003.
Frederick Focke Mischler has worked at WADDELL & REED since May 03, 2016
Disclosure History
Frederick Focke Mischler has 1 Disclosure Event(s).
Date: December 03, 2007 Category: Regulatory Initiated By: THE SUPREME COURT OF OHIO ATTORNEY REGISTRATION Allegations: DID NOT FILE BIENNIAL REGISTRATION DOCUMENT IN A TIMELY MANNER. Resolution: ATTORNEY REGISTRATION REINSTATEMENT Sanctions: REGISTRATION SUSPENSION PENDING PROPER COMPLETION OF REGISTRATION DOCUMENT. Broker Comment: A PURELY ADMINISTRATIVE ACTION BASED ON THE LATE FILING OF THE BIENNIAL ATTORNEY REGISTRATION DOCUMENT. THE REGISTRATION DOCUMENTS WERE LOST IN THE MAIL DUE TO MOVE FROM OHIO TO OKLAHOMA IN AUGUST 2007. I CEASED PRACTICING LAW AS OF JULY 2007 THUS THE REGISTRATION SUSPENSION HAD NO PRACTICAL EFFECT. MY REGISTRATION WAS FULLY REINSTATED IN GOOD STANDING UPON FILING THE CORRECT REGISTRATION FORM. AT THIS MOMENT, I MAY RESUME PRACTICING LAW IN OHIO UPON PROPER COMPLETION OF CONTINUING EDUCATION AND OTHER STANDARD REQUIREMENTS.
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