FREDERICK E TREFF

FREDERICK E TREFF is currently employed as a Broker and/or Investment Adviser at CAMBRIDGE INVESTMENT RESEARCH, INC. located at 1300 N Federal Hwy., Ste 101, Boca Raton, FL, 33432.

FREDERICK E TREFF has worked at CAMBRIDGE INVESTMENT RESEARCH, INC. since February 05, 2018

Disclosure History

FREDERICK E TREFF has 1 Disclosure Event(s).

Date: October 12, 2011
Category: Customer Dispute
Allegations: CLIENT ALLEGES HE WAS PROMISED A 6% RETURN ON HIS INVESTMENT AND ALLEGES UNAUTHORIZED TRADING IN HIS ACCOUNT.
Damage Amount Requested: $14,700.00
Broker Comment: THE FIRM INVESTIGATED THE CLIENT'S CONCERNS AND FOUND THEM TO BE WITHOUT MERIT.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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