FREDERICK DOUGLAS WILLIAMS is currently employed as a Broker and/or Investment Adviser at TRANSAMERICA FINANCIAL ADVISORS, INC located at 21151 S. WESTERN AVENUE, SUITE 165A, TORRANCE, CA, 90501.
FREDERICK DOUGLAS WILLIAMS has worked at TRANSAMERICA FINANCIAL ADVISORS, INC since February 11, 2013
Disclosure History
FREDERICK DOUGLAS WILLIAMS has 5 Disclosure Event(s).
Date: January 15, 2014 Category: Judgment / Lien Judgment/Lien Amount: $30,893.89 Judgment/Lien Type: Civil Broker Comment: I WAS GUARANTOR FOR THIS CREDIT CARD ACCOUNT FOR A PARTNERSHIP THAT WENT UNDER.
Date: October 09, 2012 Category: Financial Type: Bankruptcy Disposition: Dismissed Broker Comment: THIS BANKRUPTCY WAS FILED IN ERROR AND IS CURRENTLY UNDER DISPUTE FOR CREDIT FILE REPORTING.
Date: February 06, 2012 Category: Judgment / Lien Judgment/Lien Amount: $95.50 Judgment/Lien Type: Tax Broker Comment: THE LIEN IS FOR A LOS ANGELES COUNTY PRORPERY TAX BILL FOR $46. I BELIEVE THIS BILL WAS PAID AT THE TIME DUE, BUT I HAVE NOT BE ABLE TO VERIFY PAYMENT. THE BANK ACCOUNT USE AT THAT TIME HAS BEEN CLOSED AND OUR RECORDS WERE LOST. I AM WORKING ON GETTING DUPLICATE RECORDS.
Date: June 17, 2010 Category: Judgment / Lien Judgment/Lien Amount: $18,817.54 Judgment/Lien Type: Civil Broker Comment: THIS ACTION WAS BECAUSE OF A REDUCTION IN ONCOME DUE TO THE CURRENT REAL ESTATE MARKET
Date: December 28, 1993 Category: Regulatory Initiated By: STATE AGENCY DEPARTMENT OF REAL ESTATE Allegations: THAT THERE WERE TWO UNLICENSED AGENTS UNDER THE EMPLOYMENT OF PASADENA FIN, SVC WHILE I WAS RESPONSIBLE BROKER Resolution: Order SanctionDetails: Sanctions: Suspension SanctionDetails:Registration Capacities Affected: REAL ESTATE Duration: 60 DAYS Start Date: 11/29/1994 End Date: 1/29/1995
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