FREDERICK PAUL WOODS is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 151 STOCKADE DR, KINGSTON, NY, 12401.
FREDERICK PAUL WOODS has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since January 21, 1986
Disclosure History
FREDERICK PAUL WOODS has 1 Disclosure Event(s).
Date: March 19, 2000 Category: Customer Dispute Allegations: CLIENT ALLEGES TWO SECURITIES SHE PURCHASED ARE UNSUITABLE. Broker Comment: MERRILL LYNCH AND MR. WOODS DENY ANY AND ALL WRONGDOING IN THIS MATTER. THE CLIENT MADE APPROPRIATELY INFORMED INVESTMENT DECISIONS AND HER CLAIM HAS NO MERIT.
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