FREDERICK HARRY YANKEE

FREDERICK HARRY YANKEE is currently employed as a Broker and/or Investment Adviser at INVESTACORP, INC. located at 5300 WEST ATLANTIC AVE, SUITE 404, DELRAY BEACH, FL, 33484.

FREDERICK HARRY YANKEE has worked at INVESTACORP, INC. since January 25, 1991

Disclosure History

FREDERICK HARRY YANKEE has 2 Disclosure Event(s).

Date: January 28, 2016
Category: Customer Dispute
Allegations: SON CLAIMS THAT REP PUT UNSUITABLE INVESTMENTS IN HIS PARENTS ACCOUNT.
Damage Amount Requested: $885,000.00

Date: August 17, 2009
Category: Customer Dispute
Allegations: CLAIMANT ALLEGES THAT MR. FRED YANKEE COMMITTED FRAUD AND MISCONDUCT IN THE SALE OF A VARIABLE ANNUITY.
Damage Amount Requested: $90,000.00
Settlement Amount: $24,000.00 09-04675

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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