FREDERICK ARTHUR ZECHMAN is currently employed as a Broker and/or Investment Adviser at AXA ADVISORS, LLC located at 7887 WASHINGTON VLG DR, SUITE 260, CENTERVILLE, OH, 45459.
FREDERICK ARTHUR ZECHMAN has worked at AXA ADVISORS, LLC since November 03, 1989
Disclosure History
FREDERICK ARTHUR ZECHMAN has 2 Disclosure Event(s).
Date: July 24, 2002 Category: Customer Dispute Allegations: CUSTOMER ALLEGED THAT I FAILED TO EXPLAIN THE WITHDRAWAL PENALTY APPLICABLE TO THE VARIABLE ANNUITIES HE PURCHASED IN 1997. HE ALSO ALLEGED THAT I DIDN'T MANAGE HIS ACCOUNTS. DAMAGES ARE UNSPECIFIED.
Date: November 07, 2000 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT AGENT MADE MISREPRESENTATIONS DURING THE SALE OF VARIOUS MUTUAL FUNDS AND VARIABLE ANNUITY CONTRACTS. CLIENT FURTHER ALLEGES SHE WAS NEVER PROVIDED WITH A PROSPECTUS. CLIENT REQUESTED A REFUND OF ALL INVESTMENTS WITHOUT PENALTIES, FEES AND/OR TAXES, BUT DID NOT SPECIFY ANY AMOUNT OF DAMAGES. Broker Comment: EQUITABLE FOUND NO BASIS UNDER WHICH TO RESCIND ALL CHARGES AND FEES OR TO RETURN ALL FUNDS AS REQUESTED.
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