FREDRIC CHARLES WOLOSHIN is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at 101 W ELM ST, STE 610, CONSHOHOCKEN, PA, 19428.
FREDRIC CHARLES WOLOSHIN has worked at AMERIPRISE FINANCIAL SERVICES, INC. since November 05, 2015
Disclosure History
FREDRIC CHARLES WOLOSHIN has 1 Disclosure Event(s).
Date: October 07, 2010 Category: Customer Dispute Allegations: NEW JERSEY CLIENT ALLEGES IN OCTOBER 7, 2010 LETTER THAT THEIR FINANCIAL ADVISOR MADE AN UNAUTHORIZED PURCHASE OF LEHMAN BROTHERS ON FEBRUARY 25, 2008, RESULTING IN DAMAGES ESTIMATED AS $7,000. Damage Amount Requested: $7,000.00 Broker Comment: CLAIM DENIED BY FIRM ON OCTOBER 20, 2010. ON REVIEW THE TRANSACTION AT ISSUE OCCURRED IN 2008 AND WAS ACCOMPANIED BY BOTH CONTEMPORARY TRADE CONFIRMATION AND THIRTY SUBSEQUENT ACCOUNT STATEMENTS PRIOR TO COMPLAINT ARISING.
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