G SCOTT NEWSOM

G SCOTT NEWSOM is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 501 MADISON STREET, HUNTSVILLE, AL, 35801.

G SCOTT NEWSOM has worked at MORGAN STANLEY since June 01, 2009

Disclosure History

G SCOTT NEWSOM has 1 Disclosure Event(s).

Date: July 06, 2000
Category: Customer Dispute
Allegations: THE CUSTOMERS ALLEGE THAT THERE WAS AN UNAUTHORIZED SALE IN THEIR ACCOUNT CAUSING THEM TAX LOSSES. NO DAMAGES WERE SPECIFIED.
Broker Comment: ALL TRADES PLACED IN A CLIENTS ACCOUNT ARE ALWAYS AUTHORIZED AND DISCUSSED BEFORE ANY ACTION TAKES PLACE. ALL APPROPRIATE DOCUMENTATION AND MANAGED ACCOUNT AGGREEMENTS WERE ON FILE. THERE WERE NO TRADES IN THE CUSTOMERS ACCOUNT THAT THEY DID NOT SPECIFICALLY AUTHORIZE PRIOR TO ENTRY.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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