GABRIEL RODRIGUEZ

GABRIEL RODRIGUEZ is currently employed as a Broker and/or Investment Adviser at PFS INVESTMENTS INC. located at 4250 VETERANS HWY, STE LL9-A, HOLBROOK, NY, 11741.

GABRIEL RODRIGUEZ has worked at PFS INVESTMENTS INC. since December 20, 2016

Disclosure History

GABRIEL RODRIGUEZ has 2 Disclosure Event(s).

Date: April 21, 2016
Category: Judgment / Lien
Judgment/Lien Amount: $1,133.00
Judgment/Lien Type: Civil
Broker Comment: I HAVE CONTACTED THE CREDITOR AND I AM WORKING ON IT!

Date: December 19, 2008
Category: Financial
Type: Bankruptcy
Disposition: Discharged

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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