GABRIEL GERARD TESSAR is currently employed as a Broker and/or Investment Adviser at TRIDENT PARTNERS LTD. located at 321 Dante Court, Suite A2, Holbrook, NY, 11741.
GABRIEL GERARD TESSAR has worked at TRIDENT PARTNERS LTD. since October 16, 2017
Disclosure History
GABRIEL GERARD TESSAR has 2 Disclosure Event(s).
Date: July 12, 2017 Category: Customer Dispute Allegations: THE REP MADE UNAUTHORIZED TRANSACTIONS BY USING ANNUITIES TO PURCHASE A LIFE INSURANCE POLICY Damage Amount Requested: $33,728.00 Broker Comment: Former client had filed a complaint with FINRA in which they denied after conducting a review. Now the client is filing an arbitration to try to collect federal tax reimbursement. There was no wrong doing to this client, she was aware of all tax consequences. I will fight this claim vigorously and considering filing a counterclaim.
Date: December 27, 1989 Category: Regulatory Initiated By: MICHIGAN Allegations: FAILURE TO PAY THE BALANCE OF THE $30 1989 RENEWAL FEE Resolution: Decision SanctionDetails: Sanctions: Revocation/Expulsion/Denial Sanction Details: GABRIEL GERARD TESSAR'S REGISTRATION WAS REVOKED DUE TO THE FAILURE TO PAY THE BALANCE OF THE $30 1989 RENEWAL FEE, IN THE AMOUNT OF $15. Broker Comment: Not Provided
More Information
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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
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