GAIL TERESE AGLYNAS

GAIL TERESE AGLYNAS is currently employed as a Broker and/or Investment Adviser at BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC. located at 11103 W Cove Circle, #3C, Palos Hills, IL, 60465.

GAIL TERESE AGLYNAS has worked at BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC. since June 13, 2017

Disclosure History

GAIL TERESE AGLYNAS has 2 Disclosure Event(s).

Date: November 12, 2009
Category: Customer Dispute
Allegations: CLIENTS ALLEGE THEY RECEIVED NO INFORMATION OR INCORRECT INFORMATION REGARDING CERTAIN ASPECTS OF THEIR EQUITY INDEXED ANNUITY PURCHASE.
Broker Comment: CLIENTS SIGNED SEVERAL DISCLOSURE DOCUMENTS.

Date: February 02, 2000
Category: Customer Dispute
Allegations: CUSTOMER ALLEGED THE UNAUTHORIZED SALE OF SECURITIES IN THE SPRING OF 1999. THE COMPLAINT WAS RECEIVEDBY THE REPRESENTATIVE'S PREVIOUS BROKER/DEALER. ON APRIL 4, 2000 BRUCE C. WHEELER, SUPERVISOR OF EXAMINERS IN DISTRICT 8, SENT A "NO ACTION" LETTER TO THE REPRESENTATIVE.
Damage Amount Requested: $10,443.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for GAIL TERESE AGLYNAS, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.