GAIL A LEE

GAIL A LEE is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 900 ELM ST STE 700, [VACATION/SECONDARY HOME], MANCHESTER, NH, 03101.

GAIL A LEE has worked at WELLS FARGO CLEARING SERVICES, LLC since May 29, 2009

Disclosure History

GAIL A LEE has 1 Disclosure Event(s).

Date: February 18, 2002
Category: Customer Dispute
Allegations: CLIENT ALLEGED THAT HIS INSTRUCTIONS TO SELL STOCK IN HIS ACCOUNT IN JANUARY 2002 WERE NOT FOLLOWED. ALLEGED DAMAGES UNSPECIFIED.
Broker Comment: THE CLIENT'S COMPLAINT WAS WITHDRAWN.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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