GAIL RENEE MILLER is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 461 FROM RD STE 101, PARAMUS, NJ, 07652.
GAIL RENEE MILLER has worked at WELLS FARGO CLEARING SERVICES, LLC since July 21, 2004
Disclosure History
GAIL RENEE MILLER has 2 Disclosure Event(s).
Date: December 10, 2002 Category: Customer Dispute Allegations: CUSTOMERS ALLEGED THAT FINANCIAL ADVISOR STATED CUSTOMERS WOULD NEVER LOSE THEIR PRINCIPAL. DAMAGES ARE UNSPECIFIED. Broker Comment: I, THE BROKER OF RECORD, IN NO WAY GUARANTEED THAT THE CLIENT WOULD NEVER LOSE ANY PRINCIPAL REGARDING THIS INVESTMENT.
Date: August 15, 2002 Category: Customer Dispute Allegations: CLAIMANT ALLEGES COMMON LAW SECURITIES VIOLATIONS IN CONNECTION WITH TRANSACTIONS FROM JULY 1998 THROUGH JUNE 2002. Damage Amount Requested: $332,000.00 Settlement Amount: $31,425.00 Broker Comment: THE FIRM DENIED THE ALLEGATION, INTERPOSED AN ANSWER ON ITS BEHALF OF FA MILLER., AND DEFENDED AGAINST THOSE ALLEGATIONS VIGOROUSLY. THE MATTER WAS SUBSEQUENTLY SETTLED FOR APPROXIMATE SUM OF $31,500.00 TO BE PAID TO MS. PAINCHAUD.
More Information
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