GALEN ORLANDO WILLIAMS

GALEN ORLANDO WILLIAMS is currently employed as a Broker and/or Investment Adviser at PFS INVESTMENTS INC. located at 3800 INVERRARY BLVD, STE 400-O, LAUDERHILL, FL, 33319.

GALEN ORLANDO WILLIAMS has worked at PFS INVESTMENTS INC. since October 21, 1996

Disclosure History

GALEN ORLANDO WILLIAMS has 1 Disclosure Event(s).

Date: May 14, 2007
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES THAT SALES CHARGES WERE NOT DISCLOSED AND THAT HE DID NOT RECEIVE A PROSPECTUS
Damage Amount Requested: $5,680.00
Settlement Amount: $5,680.00

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All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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