GARRETT SIPPLE LAYTON

GARRETT SIPPLE LAYTON is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 150 WEST MARKET STREET, SUITE 301, SALISBURY, MD, 21801.

GARRETT SIPPLE LAYTON has worked at MORGAN STANLEY since June 01, 2009

Disclosure History

GARRETT SIPPLE LAYTON has 1 Disclosure Event(s).

Date: December 07, 2004
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES THAT AN UNSUITABLE SALE OF MUNICIPAL BONDS WAS MADE ON OR ABOUT OCTOBER 26, 2004.
Damage Amount Requested: $7,593.85

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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