GARRICK GEORGE BATLEY

GARRICK GEORGE BATLEY is currently employed as a Broker and/or Investment Adviser at INVESTMENT PLANNERS, INC. located at 420 MAINE ST., QUINCY, IL, 62301.

GARRICK GEORGE BATLEY has worked at INVESTMENT PLANNERS, INC. since March 12, 2012

Disclosure History

GARRICK GEORGE BATLEY has 1 Disclosure Event(s).

Date: July 26, 2001
Category: Criminal

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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