Gary Begnaud

Gary Begnaud is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 1200 HOWARD BLVD, MOUNT LAUREL, NJ, 08054.

Gary Begnaud has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since October 07, 1982

Disclosure History

Gary Begnaud has 1 Disclosure Event(s).

Date: October 11, 1994
Category: Customer Dispute
Allegations: MISREPRESENTATION AND VIOLATION OFPENNSYLVANIA SECURITIES LAW IN CONNECTION WITH THE PURCHASE OFLIMITED PARTNERSHIP UNITS. DAMAGES OF APPROXIMATELY $22,000SOUGHT.
Damage Amount Requested: $22,000.00
Settlement Amount: $25,000.00
Broker Comment: SETTLEMENT REACHED WITH CUSTOMERS. THEY WERE$25,000 AND ASSIGNED LIMITED PARTNERHIP UNITS. NO PART OF THESETTLEMENT WAS CHARGED TO MR BEGNAUD.Not Provided

More Information

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