GARY WILLIAM BOYT

GARY WILLIAM BOYT is currently employed as a Broker and/or Investment Adviser at CAMBRIDGE INVESTMENT RESEARCH, INC. located at 541 SOUTH ST, PO BOX 388, WRENTHAM, MA, 02093.

GARY WILLIAM BOYT has worked at CAMBRIDGE INVESTMENT RESEARCH, INC. since July 20, 2010

Disclosure History

GARY WILLIAM BOYT has 9 Disclosure Event(s).

Date: August 26, 2013
Category: Judgment / Lien
Judgment/Lien Amount: $6,478.00
Judgment/Lien Type: Tax

Date: June 01, 2012
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: November 18, 2011
Category: Judgment / Lien
Judgment/Lien Amount: $4,081.00
Judgment/Lien Type: Tax
Broker Comment: THIS IS PART OF AN ONGOING REPAYMENT PLAN THAT THE RR HAS WITH THE IRS.

Date: August 30, 2011
Category: Judgment / Lien
Judgment/Lien Amount: $4,505.00
Judgment/Lien Type: Tax
Broker Comment: THIS IS PART OF AN ONGOING REPAYMENT PLAN THAT THE RR HAS WITH THE IRS.

Date: March 05, 2010
Category: Judgment / Lien
Judgment/Lien Amount: $3,098.00
Judgment/Lien Type: Civil
Broker Comment: THE LIENS ASSOCIATED TO MY U-4 ARE DIRECTLY RELATED TO A DIVORCE, WHICH ONLY RECENTLY HAS BEEN SETTLED. AT THIS TIME, TAX RETURNS ARE BEING PROCESSED TO REFLECT THE CORRECT NUMBERS AND PAYMENTS/PAYMENT PLANS ARE BEING MADE. AT THIS POINT, SOME OF THESE HAVE ALREADY BEEN RESOLVED AND ARE BEING REMOVED FROM THE CREDIT REPORT, AND UPDATES TO THE U-4 WILL BE MADE ACCORDINGLY.

Date: May 21, 2009
Category: Judgment / Lien
Judgment/Lien Amount: $6,670.02
Judgment/Lien Type: Tax
Broker Comment: LIEN FOR TAX YEAR ENDING 12/31/2006. PAYMENT PLAN TO BE NEGOIATED AND SATISFIED WITHIN 1 YEAR

Date: July 28, 2008
Category: Judgment / Lien
Judgment/Lien Amount: $4,021.00
Judgment/Lien Type: Tax
Broker Comment: THE LIENS ASSOCIATED TO MY U-4 ARE DIRECTLY RELATED TO A DIVORCE, WHICH ONLY RECENTLY HAS BEEN SETTLED. AT THIS TIME, TAX RETURNS ARE BEING PROCESSED TO REFLECT THE CORRECT NUMBERS AND PAYMENTS/PAYMENT PLANS ARE BEING MADE. AT THIS POINT, SOME OF THESE HAVE ALREADY BEEN RESOLVED AND ARE BEING REMOVED FROM THE CREDIT REPORT, AND UPDATES TO THE U-4 WILL BE MADE ACCORDINGLY.

Date: July 28, 2008
Category: Judgment / Lien
Judgment/Lien Amount: $29,222.00
Judgment/Lien Type: Tax
Broker Comment: THE LIENS ASSOCIATED TO MY U-4 ARE DIRECTLY RELATED TO A DIVORCE, WHICH ONLY RECENTLY HAS BEEN SETTLED. AT THIS TIME, TAX RETURNS ARE BEING PROCESSED TO REFLECT THE CORRECT NUMBERS AND PAYMENTS/PAYMENT PLANS ARE BEING MADE. AT THIS POINT, SOME OF THESE HAVE ALREADY BEEN RESOLVED AND ARE BEING REMOVED FROM THE CREDIT REPORT, AND UPDATES TO THE U-4 WILL BE MADE ACCORDINGLY.

Date: November 03, 2002
Category: Customer Dispute
Allegations: ON 11/3/2002 CUSTOMER WRITES REGISTERED REPRESENTATIVE (RR) STATING THAT SHE WANTED TO BE INVESTED IN PRODUCTS THAT PRESERVE PRINCIPLE AND RR HAD INSTEAD INVESTED HER IN MUTUAL FUNDS THAT LOST VALUE IN THE SHORT TERM. CLIENT ALLEGES MARKET LOSS OF $7000, BUT STATES THAT SHE IS RESPONSIBLE FOR $2000 OF IT AND DEMANDS $5000 COMPENSATION FROM RR. ACTIVITY SEEMS TO HAVE BEEN IN MAY 2002, BUT CUSTOMER'S LETTER IS NOT CLEAR. BY LETTER OF 11/12/2002 RR STATES TO CLIENT THAT THEY INDEED MET AND DISCUSSED LONG TERM INVESTING AND THAT CUSTOMER HAD BEEN INFORMED OF THE RISK OF MUTUAL FUNDS.
Damage Amount Requested: $5,000.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for GARY WILLIAM BOYT, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.