GARY CLEVELAND COLLIER is currently employed as a Broker and/or Investment Adviser at LOMBARD SECURITIES INCORPORATED located at 206 B West Main ST, Radford, VA, 24141.
GARY CLEVELAND COLLIER has worked at LOMBARD SECURITIES INCORPORATED since September 24, 2007
Disclosure History
GARY CLEVELAND COLLIER has 1 Disclosure Event(s).
Date: May 29, 2017 Category: Customer Dispute Allegations: Daughter of Client is suing for proceeds of IRA as presumed beneficiary of deceased father's IRA. Clearing firm would not honor a beneficiary change without spousal consent even though the state of VA is a non-spousal consent state. Damage Amount Requested: $37,500.00 Settlement Amount: $20,000.00
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