GARY CLEVELAND COLLIER

GARY CLEVELAND COLLIER is currently employed as a Broker and/or Investment Adviser at LOMBARD SECURITIES INCORPORATED located at 206 B West Main ST, Radford, VA, 24141.

GARY CLEVELAND COLLIER has worked at LOMBARD SECURITIES INCORPORATED since September 24, 2007

Disclosure History

GARY CLEVELAND COLLIER has 1 Disclosure Event(s).

Date: May 29, 2017
Category: Customer Dispute
Allegations: Daughter of Client is suing for proceeds of IRA as presumed beneficiary of deceased father's IRA. Clearing firm would not honor a beneficiary change without spousal consent even though the state of VA is a non-spousal consent state.
Damage Amount Requested: $37,500.00
Settlement Amount: $20,000.00

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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