GARY STEPHEN DIONNE is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at 653 Main St Ste 216, Laconia, NH, 03246.
GARY STEPHEN DIONNE has worked at AMERIPRISE FINANCIAL SERVICES, INC. since June 29, 2017
Disclosure History
GARY STEPHEN DIONNE has 1 Disclosure Event(s).
Date: September 26, 2008 Category: Customer Dispute Allegations: CUSTOMER ALLEGES THAT WHEN THE MUTUAL FUND ACCOUNT WAS OPENED IN NOVEMBER 2007 SHE ADVISED THE REPRESENTATIVE SHE DID NOT WANT HER PRINCIPAL AT RISK AND THE REPRESENTATIVE ASSURED HER IT WAS NOT; HOWEVER, THE VALUE HAS DECREASED. NO SPECIFIC COMPENSATORY DAMAGES WERE ALLEGED. Broker Comment: WE HAD A LENGTHY CONVERSATION ABOUT RISK, VOLATILITY, AND INVESTMENT TIME HORIZON. WE COMPARED SEVERAL FUNDS WITHIN THE FUND FAMILY TO DEMONSTRATE DIFFERENT LONG-TERM RETURNS AND RELATIVE MARKET VOLATILITY. AT NO TIME DID I STATE OR IMPLY THAT THERE WAS NO RISK WITH ANY MUTUAL FUND.
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