GARY WAYNE FARLEY is currently employed as a Broker and/or Investment Adviser at MML INVESTORS SERVICES, LLC located at 21 MAIN STREET, SUITE 204, BANGOR, ME, 04401.
GARY WAYNE FARLEY has worked at MML INVESTORS SERVICES, LLC since March 03, 2011
Disclosure History
GARY WAYNE FARLEY has 1 Disclosure Event(s).
Date: November 04, 2002 Category: Customer Dispute Allegations: THE CLIENT ALLEGES THAT IN 5/02 THE AGENT TRANSFERRED MONEY FROM AN ANNUITY TO A MUTUAL FUND AND DID NOT DISCLOSE THE SURRENDER CHARGES. DAMAGES UNSPECIFIED. Broker Comment: THE COMPANY TURN DOWN THE CLAIM.
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