GARY DALE HALL is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 74199 EL PASEO, 1ST FLOOR, SUITE 100, PALM DESERT, CA, 92260.
GARY DALE HALL has worked at WELLS FARGO CLEARING SERVICES, LLC since January 03, 2011
Disclosure History
GARY DALE HALL has 1 Disclosure Event(s).
Date: October 21, 1993 Category: Customer Dispute Allegations: PRUDENTIAL SECURITIES SOLD MANY LTD PARTNERSHIPS WITH TAX SHELTER QUALITIES. SETTLEMENT REACHED THROUGH THE CLAIMS RESOLUTION PROCESS. CLAIM FILED 10/21/1993. Settlement Amount: $16,740.00 Broker Comment: SETTLEMENT FOR THE ABOVE ACTION WAS REACHED BY THE CLAIMS RESOLUTION PROCESS. THE DOLLAR AMOUNT OF THE SETTLEMENT WAS $16,740 AND WAS REACHED ON 11/03/1994. DOCKET/CASE# SEC. V. PSI COURT DOCKET NO 93-CIV 2164
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