GARY LEE IMEL

GARY LEE IMEL is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at 5401 32nd Ave NW Ste 201, Gig Harbor, WA, 98335.

GARY LEE IMEL has worked at AMERIPRISE FINANCIAL SERVICES, INC. since August 01, 2017

Disclosure History

GARY LEE IMEL has 1 Disclosure Event(s).

Date: October 04, 2017
Category: Customer Dispute
Allegations: The client stated the advisor did not disclose fees and invested her portfolio is highly speculative investments in March, 2016 and October, 2016.
Damage Amount Requested: $6,700.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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