GARY WALTER ISLER is currently employed as a Broker and/or Investment Adviser at DAVID LERNER ASSOCIATES, INC. located at ATRIUM AT GLENPONTE, TEANECK, NJ, 07666.
GARY WALTER ISLER has worked at DAVID LERNER ASSOCIATES, INC. since January 03, 1996
Disclosure History
GARY WALTER ISLER has 3 Disclosure Event(s).
Date: January 16, 2018 Category: Customer Dispute Allegations: Unsuitability, misrepresentation/omission, breach of fiduciary duty Damage Amount Requested: $350,000.00
Date: October 21, 2016 Category: Customer Dispute Allegations: unsuitability, misrepresentations and omissions Damage Amount Requested: $340,000.00 Settlement Amount: $20,000.00 16-02785
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
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