GARY WALTER ISLER is currently employed as a Broker and/or Investment Adviser at DAVID LERNER ASSOCIATES, INC. located at ATRIUM AT GLENPONTE, TEANECK, NJ, 07666.

GARY WALTER ISLER has worked at DAVID LERNER ASSOCIATES, INC. since January 03, 1996

Disclosure History

GARY WALTER ISLER has 3 Disclosure Event(s).

Date: January 16, 2018
Category: Customer Dispute
Allegations: Unsuitability, misrepresentation/omission, breach of fiduciary duty
Damage Amount Requested: $350,000.00

Date: October 21, 2016
Category: Customer Dispute
Allegations: unsuitability, misrepresentations and omissions
Damage Amount Requested: $340,000.00
Settlement Amount: $20,000.00 16-02785

Date: October 30, 2015
Category: Customer Dispute
Allegations: Misrepresentation, Suitability
Damage Amount Requested: $162,407.95 Damages Granted: $20,179.74

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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