GARY SCOTT JOHANSON is currently employed as a Broker and/or Investment Adviser at NEWBRIDGE SECURITIES CORPORATION located at 5200 TOWN CENTER CIRCLE, SUITE 308, SUITE 308, BOCA RATON, FL, 33486.
GARY SCOTT JOHANSON has worked at NEWBRIDGE SECURITIES CORPORATION since January 18, 2007
Disclosure History
GARY SCOTT JOHANSON has 1 Disclosure Event(s).
Date: December 11, 1998 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT HIS ACCOUNT EXECUTIVESOLD TWO STOCKS WITHOUT HIS PERMISSION AND THAT HE FAILED TOFOLLOW HIS INSTRUCTIONS IN CONNECTION WITH A PURCHASE ORDER FORSHARES OF BOSTON CHICKEN. CLIENT ALLEGES THAT HE WAS GIVENUNSATISFACTORY INVESTMENT ADVICE AND AS A RESULT HAS MISSEDNUMEROUS OPPORTUNITIES TO REALIZE GREATER RETURNS ON PROFITABLEINVESTMENTS. CLIENTS ALSO ALLEGES THAT HE WAS NOT RECEIVINGCONFIRMATIONS AND STATEMENTS FOR HIS IRA ACCOUNT WAS NOTHANDLED PROPERLY. CONTINUED ON QUESTION #9 Broker Comment: NOT PROVIDEDCONTINUED FROM QUESTION #7. DAMAGES WEREUNSPECIFIED AND GRUNTAL & CO L.L.C. HAS NOT DETERMINED THAT THEALLEGED DAMAGES ARE LESS THAN $5,000.
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