GARY ALAN KERKOW is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at 84 3RD ST NW, FOREST LAKE, MN, 55025-1114.
GARY ALAN KERKOW has worked at AMERIPRISE FINANCIAL SERVICES, INC. since July 05, 1973
Disclosure History
GARY ALAN KERKOW has 2 Disclosure Event(s).
Date: October 31, 2002 Category: Customer Dispute Allegations: CLIENTS ALLEGE THEIR ADVISOR AND AMERICAN EXPRESS FINANCIAL ADVISORS INC. IMPROPERLY MANAGED THEIR ACCOUNTS MADE UNSUITABLE INVESTMENT ADVICE, AND BREACHED THEIR FIDUCIARY DUTIES THAT RESULTED IN A FINANCIAL LOSS OF $171000.00. Damage Amount Requested: $171,000.00 Settlement Amount: $81,425.00 Broker Comment: AEFA PAID THE CLIENTS SETTLEMENT AMOUNT OF $75000.00, AND KERKOW CONTRIBUTED $6425.00 TOWARDS THE SETTLEMENT, FOR A TOTAL SETTLEMENT OF $81425.00. THE [CUSTOMERS] RELEASED AEFA AND KERKOW FROM ANY AND ALL CLAIMS.
Date: July 16, 2002 Category: Customer Dispute Allegations: THE CLIENT ALLEGED THEY WERE SOLDA VARIABLE UNIVERSAL LIFE POLICY THEY DID NOT NEED AND IT WAS AGAINST THEIR WISHES. Damage Amount Requested: $33,565.00 Broker Comment: A REVIEW BY MY FIRM FOUND THE CLIENTS' ALLEGATIONS FELL WITHIN THE TERMS OF A CLASS ACTION LAWSUIT. THEY FOUND NO INAPPROPRIATENESS OF MY SELLING THE POLICY.
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