GARY FRANKLIN KOMOTO is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 733 BISHOP STREET, SUITE 2800, HONOLULU, HI, 96813.
GARY FRANKLIN KOMOTO has worked at MORGAN STANLEY since June 01, 2009
Disclosure History
GARY FRANKLIN KOMOTO has 2 Disclosure Event(s).
Date: July 05, 2007 Category: Customer Dispute Allegations: IT IS CLAIMED THAT MISREPRESENTATIONS WERE MADE CONCERNING THE UTMA ACCOUNTS OF THE CUSTOMER'S CHILDREN, RESULTING IN TAX LIABILITY FOR THE 2006 TAX YEAR. DAMAGES MORE THAN $5,000.
Date: July 19, 2003 Category: Customer Dispute Allegations: CUSTOMER ALLEGES, AMONG OTHER THINGS, THAT HIS FINANCIAL ADVISOR RECOMMENDED UNSUITABLE INVESTMENTS. DAMAGES UNSPECIFIED.
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