GARY EUGENE PERSONETTE

GARY EUGENE PERSONETTE is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 1000 HART RD STE 105, [VACATION/SECONDARY HOME], BARRINGTON, IL, 60010.

GARY EUGENE PERSONETTE has worked at WELLS FARGO CLEARING SERVICES, LLC since September 04, 1990

Disclosure History

GARY EUGENE PERSONETTE has 1 Disclosure Event(s).

Date: October 06, 1989
Category: Customer Dispute
Allegations: SUITABILITY, FAILURE TO SUPERVISE AND FAILURETO DELIVER A RESIDENTIAL RESOURCES PROSPECTUS.
Settlement Amount: $90,000.00
Broker Comment: SETTLEMENT IN THE AMOUNT OF $90,000.00.Not Provided

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All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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