GARY STEVEN PINSLY

GARY STEVEN PINSLY is currently employed as a Broker and/or Investment Adviser at ROBERT W. BAIRD & CO. INCORPORATED located at 2525 WEST END AVENUE, STE 1000, NASHVILLE, TN, 37203.

GARY STEVEN PINSLY has worked at ROBERT W. BAIRD & CO. INCORPORATED since November 09, 2001

Disclosure History

GARY STEVEN PINSLY has 1 Disclosure Event(s).

Date: December 01, 2000
Category: Customer Dispute
Allegations: CUSTOMER'S HUSBAND VERBALLY ALLEGES POOR PERFORMANCE AND UNSUITABILITY OF ENTRADE, INC. TIME PERIOD AND DAMAGES WERE NOT SPECIFIED.
Settlement Amount: $40,000.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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