GARY ALAN ROSENSTONE is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 301 W BAY ST, 14TH FLOOR, JACKSONVILLE, FL, 32202.
GARY ALAN ROSENSTONE has worked at LPL FINANCIAL LLC since October 23, 2009
Disclosure History
GARY ALAN ROSENSTONE has 1 Disclosure Event(s).
Date: July 10, 2017 Category: Customer Dispute Allegations: CLAIMANT ALLEGES ADVISOR DID NOT CLEARLY EXPLAIN THE FEATURES OF A VARIABLE ANNUITY HE RECOMMENDED TO CLAIMANT IN JULY 2013. Damage Amount Requested: $84,208.77 Broker Comment: I STRONGLY DENY THE ALLEGATIONS THAT I DID NOT EXPLAIN CERTAIN FEATURES OF THE VARIABLE ANNUITY. I EXPLAINED, AND CLAIMANT CLEARLY UNDERSTOOD, THAT THE ANNUITY'S INCOME AND DEATH BENEFIT VALUES WOULD BE DIFFERENT THAN THE VALUE HE RECEIVED IF HE ELECTED TO SURRENDER THE ANNUITY. I INTEND TO DEFEND THIS CASE VIGOROUSLY.
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