GARY ALLYN SULT is currently employed as a Broker and/or Investment Adviser at SECURITIES AMERICA, INC. located at 12325 PORT GRACE BLVD, LAVISTA, NE, 68128.
GARY ALLYN SULT has worked at SECURITIES AMERICA, INC. since January 23, 2009
Disclosure History
GARY ALLYN SULT has 1 Disclosure Event(s).
Date: February 09, 1993 Category: Customer Dispute Allegations: UNSUITABLE LIMITED PARTNERSHIPS IN IRA Damage Amount Requested: $40,000.00 Settlement Amount: $53,000.00 Broker Comment: PAINE WEBBER SETTLED WITH CUSTOMER FOR $53,000.I WAS NOT & AM NOT A PARTY TO THIS SETTLEMENT. THIS MATTER WASHANDLED BETWEEN PAINE WEBBER & THE CUSTOMER ONLY.I HAVE NOT HAD CONTACT WITH [CUSTOMER] IN OVER 4YEARS. WE ESTABLISHED HIS ROLLOVER IRA THEN, AMOUNTING TO ABOUT$150,000. ROUGHLY $30,000 OF THIS WAS PLACED IN PAINE WEBBER/GEODYNE ENERGY PROGRAM, THE BALANCE IN MUTUAL FUNDS THE CLIENTWAS GIVEN ALL PROSPECTUS & BROCHURE INFORMATION ON ALL ELEMENTSOF THEIR ACCOUNT. OBVIOUSLY, THE L/P DID NOT PERFORMACCORDINGLY. I ONLY PRESENTED THE PROGRAM AS INFORMED BY PWMGMT & WHOLESALERS. AS STATED IN #8, I HAVE NOT BEEN & I AM NOTPARTY TO THE COMPLAINT SETTLEMENT.
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