GARY SUSSMAN is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 12520 High Bluff Dr Ste 140, San Diego, CA, 92130.
GARY SUSSMAN has worked at LPL FINANCIAL LLC since November 29, 2017
Disclosure History
GARY SUSSMAN has 2 Disclosure Event(s).
Date: June 30, 2012 Category: Financial Type: Bankruptcy Disposition: Discharged
Date: May 13, 2001 Category: Criminal Charges: CHARGE: HS11350(A) POSSESSION OF A CONTROLLED SUBSTANCE1 COUNTFELONYNOT GUILTYNOT INVESTMENT RELATED Charge Type: FELONY Disposition: DISMISSED 01/10/2002 Broker Comment: ON MAY 12, 2001 I ATTENDED AN EVENT AT SAN DIEGO SPORTS ARENA WITH SOME FRIENDS. AN INDIVIDUAL IN MY GROUP WAS APPROACHED BY SOME UNDERCOVER OFFICERS WHO WERE LOOKING FOR NARCOTICS. HE OBLIGED AND WE WERE ARRESTED ON SUSPICION OF POSSESSION OF NARCOTICS. THERE WAS NO FINDING OF GUILT ON MY PART AND CHARGES WERE LATER DISMISSED. ON JANUARY 10, 2002 I PLED GUILTY TO AN INFRACTION PC647F AND WAS FINED $100 WITH NO PROBATION. I DENY EVEN THIS INFRACTION, BUT WAS ANXIOUS TO PUT THIS EVENT BEHIND ME AND PRAGMATISM PREVAILED.
More Information
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