GARY LYNN TESTON

GARY LYNN TESTON is currently employed as a Broker and/or Investment Adviser at CAMBRIDGE INVESTMENT RESEARCH, INC. located at 6374 HWY 98 W, STE C, HATTIESBURG, MS, 39402.

GARY LYNN TESTON has worked at CAMBRIDGE INVESTMENT RESEARCH, INC. since August 31, 2009

Disclosure History

GARY LYNN TESTON has 4 Disclosure Event(s).

Date: September 23, 2016
Category: Judgment / Lien
Judgment/Lien Amount: $91,019.60
Judgment/Lien Type: Tax
Broker Comment: RR became aware of the lien when RR's B/D made him aware of it and not before. In the past, IRS has always mailed correspondence to RR's address of record. RR did not and has not received any form of communication. RR understands his records are being checked on a regular basis and would not risk a fine.

Date: October 01, 2014
Category: Judgment / Lien
Judgment/Lien Amount: $26,863.09
Judgment/Lien Type: Tax
Broker Comment: RR WAS UNAWARE OF THIS TAX LIEN PRIOR TO OCTOBER 15, 2014.

Date: May 27, 2013
Category: Judgment / Lien
Judgment/Lien Amount: $19,513.04
Judgment/Lien Type: Tax
Broker Comment: RR WAS UNAWARE OF THIS TAX LIEN PRIOR TO MARCH 27, 2014.

Date: June 04, 2012
Category: Judgment / Lien
Judgment/Lien Amount: $25,716.89
Judgment/Lien Type: Tax
Broker Comment: RR WAS UNAWARE OF THIS TAX LIEN PRIOR TO MARCH 27, 2014.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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