GARY FRANCIS THOMAS

GARY FRANCIS THOMAS is currently employed as a Broker and/or Investment Adviser at SIGNATOR INVESTORS, INC. located at 130 SOUTH HAMPTON ROAD, WESTFIELD, MA, 01085.

GARY FRANCIS THOMAS has worked at SIGNATOR INVESTORS, INC. since May 13, 2016

Disclosure History

GARY FRANCIS THOMAS has 1 Disclosure Event(s).

Date: May 13, 2015
Category: Customer Dispute
Allegations: [CUSTOMER] ALLEGES HE WAS NOT ADVISED AT THE TIME OF SALE, JULY 18, 2000, THAT THE VARIABLE ANNUITY HE PURCHASED COULD LOSE VALUE. [CUSTOMER] CLAIMS THE PRODUCT WAS MISREPRESENTED BY REGISTERED REPRESENTATIVE GARY THOMAS.
Damage Amount Requested: $5,000.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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