GARY LAWRENCE WAGEMAN is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 519 2ND AVE. SOUTH, GLASGOW, MT, 59230.
GARY LAWRENCE WAGEMAN has worked at LPL FINANCIAL LLC since July 15, 1991
Disclosure History
GARY LAWRENCE WAGEMAN has 2 Disclosure Event(s).
Date: April 02, 2015 Category: Customer Dispute Allegations: CUSTOMER ALLEGES THAT INVESTMENT IN VIRNETX HOLDING CORP. IN JULY 2012 WAS UNSUITABLE. Damage Amount Requested: $62,000.00 Settlement Amount: $30,000.00 Broker Comment: MATTER HAS BEEN SETTLED BY THE FIRM TO AVOID THE TIME AND EXPENSE OF FURTHER PROCEEDINGS. FIRM DENIED LIABILITY IN THE MATTER.
Date: June 11, 2013 Category: Customer Dispute Allegations: CUSTOMER ALLEGES THAT HE ASKED FOR A STOP LOSS ON A STOCK AND IT WAS NOT PLACED. ACTIVITY PERIOD 3/1/12 TO PRESENT. Damage Amount Requested: $25,000.00 Settlement Amount: $22,954.51
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