GARY LEW WARREN is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 501 N MAIN ST, HIGH POINT, NC, 27260.
GARY LEW WARREN has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since June 16, 2006
Disclosure History
GARY LEW WARREN has 1 Disclosure Event(s).
Date: March 18, 2002 Category: Customer Dispute Allegations: CLIENT ALLEGES, THROUGH COUNSEL, THAT FINANCIAL ADVISOR ENGAGED IN UNAUTHORIZED AND UNSUITABLE TRADING IN THE ACCOUNT. CLIENT ALSO ALLEGES FA FAILED TO FOLLOW CLIENT'S INSTRUCTIONS IN THE ACCOUNT. TIME PERIOD: 3/00-12/00. Damage Amount Requested: $320,000.00 Broker Comment: CUSTOMER WITHDREW HIS CLAIM AGAINST FINANCIAL ADVISOR GARY WARREN. THE CLAIM WAS SUBSEQUENTLY MEDIATED AGAINST THE FIRM.
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