GARY BRUCE WHITTAKER

GARY BRUCE WHITTAKER is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at 4601 TOUCHTON RD E, STE 3120, JACKSONVILLE, FL, 32246-4485.

GARY BRUCE WHITTAKER has worked at AMERIPRISE FINANCIAL SERVICES, INC. since October 23, 2015

Disclosure History

GARY BRUCE WHITTAKER has 1 Disclosure Event(s).

Date: December 05, 2008
Category: Employment Separation After Allegations
Firm Name: RAYMOND JAMES & ASSOCIATES, INC.
Termination Type: Permitted to Resign
Allegations: EXERCISED DISCRETION BEYOND INTRA-DAY PRICE AND TIME.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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