GENE RAY NELSON

GENE RAY NELSON is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 4707 Executive Dr, SAN DIEGO, CA, 92121-3091.

GENE RAY NELSON has worked at LPL FINANCIAL LLC since May 16, 2012

Disclosure History

GENE RAY NELSON has 1 Disclosure Event(s).

Date: October 27, 2005
Category: Criminal
Charges: PC422 CRIMINAL THREAT
Disposition: Amended
Amended Charges: PC417(A)(2) BRANDISHING A FIREARM
Amended Charge Type: MISDEMEANOR Amended Charge
Amended Charge Disposition: Convicted

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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