Genie Song Pusey

Genie Song Pusey is currently employed as a Broker and/or Investment Adviser at J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. located at 270 PARK AVENUE, NEW YORK, NY, 10017.

Genie Song Pusey has worked at J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. since August 01, 2017

Disclosure History

Genie Song Pusey has 1 Disclosure Event(s).

Date: August 26, 2007
Category: Criminal
Charges: GRAND THEFT
Disposition: Convicted
Broker Comment: CHARGED WITH NON-INVESTMENT RELATED MISDEMEANOR THEFT.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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