GEOFF LOUIS CARFAGNINI is currently employed as a Broker and/or Investment Adviser at ZANBATO SECURITIES LLC located at 711 N. SHORELINE BLVD., MOUNTAIN VIEW, CA, 94043.

GEOFF LOUIS CARFAGNINI has worked at ZANBATO SECURITIES LLC since December 06, 2016

Disclosure History

GEOFF LOUIS CARFAGNINI has 1 Disclosure Event(s).

Date: October 17, 2007
Category: Customer Dispute
Damage Amount Requested: $10,000.00
Settlement Amount: $9,853.58

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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