GEOFF MARK LANFEAR is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 1555 SHORELINE DR STE 210, BOISE, ID, 83702-9108.
GEOFF MARK LANFEAR has worked at LPL FINANCIAL LLC since August 29, 2007
Disclosure History
GEOFF MARK LANFEAR has 2 Disclosure Event(s).
Date: August 29, 2007 Category: Employment Separation After Allegations Firm Name: NMIS, LLC Termination Type: Voluntary Resignation Allegations: AT THE TIME THE REPRESENTATIVE VOLUNTARILY RESIGNED, THE FIRM WAS CONDUCTING AN INTERNAL REVIEW AND HAD DETERMINED THE REPRESENTATIVE HAD VIOLATED FIRM POLICY PROHIBITING THE SOLICITATION AND SALE OF UNREGISTERED EQUITY INDEXED ANNUITIES ("EIA") BY SELLING ONE EIA AFTER THE FIRM'S POLICY WAS IN EFFECT.
Date: November 22, 2002 Category: Customer Dispute Allegations: CUSTOMER ALLEGES REPRESENTATIVE FAILED TO PROVIDE ADEQUATE INVESTMENT ADVICE CONSIDERING CLIENT'S SITUATION AND FAILED TO PROVIDE ACCEPTABLE ON-GOING SERVICE. Damage Amount Requested: $53,015.13
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