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GEOFFREY THOTH BARRY is currently employed as a Broker and/or Investment Adviser at PRINCIPAL SECURITIES, INC. located at 1350 E Spruce Ave, Ste 100, Fresno, CA, 93720.
GEOFFREY THOTH BARRY has worked at PRINCIPAL SECURITIES, INC. since November 04, 1997
GEOFFREY THOTH BARRY has 1 Disclosure Event(s).
Date: February 26, 2010All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
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