GEOFFREY HARLAN KRAFT is currently employed as a Broker and/or Investment Adviser at VISION BROKERAGE SERVICES, LLC located at 4014 CHASE AVENUE,, SUITE 211, MIAMI BEACH, FL, 33140.
GEOFFREY HARLAN KRAFT has worked at VISION BROKERAGE SERVICES, LLC since April 22, 2003
Disclosure History
GEOFFREY HARLAN KRAFT has 2 Disclosure Event(s).
Date: October 25, 2000 Category: Customer Dispute Allegations: CUSTOMERS ALLEGED UNSUITABILITY & EXCESSIVE TRADING. ALLEGATIONS DETERMINED BY THE FIRM TO BE WITHOUT MERIT IN THAT ALL TRADES WERE UNSOLICITED & CUSTOMER RECEIVEDAND SIGNED RISK DISCLOSURE. THE CUSTOMERS HAVE NOT DISPUTED THE FIRM'S CONCLUSION. Damage Amount Requested: $12,801.01
Date: October 13, 1998 Category: Customer Dispute Allegations: UNAUTHORIZED TRADING Damage Amount Requested: $38,276.00 Settlement Amount: $7,500.00 Broker Comment: MATTER HAS BEEN CLOSED. SETTLEMENT WAS REACHEDW/CLIENT.NOT PROVIDED
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