GEORGE FRANCIS BATELLI is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at MACK CENTRE III - NORTH TOWER 5TH FLOOR, 140 EAST RIDGEWOOD AVENUE, PARAMUS, NJ, 07652.

GEORGE FRANCIS BATELLI has worked at MORGAN STANLEY since June 01, 2009

Disclosure History

GEORGE FRANCIS BATELLI has 1 Disclosure Event(s).

Date: December 22, 2017
Category: Customer Dispute
Allegations: Claimants alleged failure to supervise with respect to Financial Advisor's management of accounts - 2009 to 2014.
Damage Amount Requested: $2,193,015.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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