GEORGE DRIVER BRAGAW

GEORGE DRIVER BRAGAW is currently employed as a Broker and/or Investment Adviser at RAYMOND JAMES & ASSOCIATES, INC. located at 100 INTERNATIONAL DRIVE, SUITE 22000, BALTIMORE, MD, 21202.

GEORGE DRIVER BRAGAW has worked at RAYMOND JAMES & ASSOCIATES, INC. since May 20, 2016

Disclosure History

GEORGE DRIVER BRAGAW has 1 Disclosure Event(s).

Date: February 14, 2001
Category: Customer Dispute
Allegations: CLAIMANT NAMES BRANCH MANAGER("BOM") IN ARBITRATION CLAIM INVOLVING UNSOLITCITED TRANSACTIONS IN 2000. NO SPECIFIC ALLEGATIONS OF WRONGDOING AGAINST THE BOM. BOM NAMED IN A SUPERVISORY CAPACITY.
Damage Amount Requested: $68,842.00
Settlement Amount: $7,750.00
Broker Comment: FOR BUSINESS REASONS, AND WITHOUT ADMITTING ANY LIABILITY ON PART OF THE FIRM, THIS MATTER WAS SETTLED IN THE AMOUNT OF $7,750.00

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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