GEORGE ALBERT CATTAT

GEORGE ALBERT CATTAT is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 8944 TERRELL ST, Lantana, TX, 76226.

GEORGE ALBERT CATTAT has worked at LPL FINANCIAL LLC since December 17, 2014

Disclosure History

GEORGE ALBERT CATTAT has 1 Disclosure Event(s).

Date: July 01, 2002
Category: Customer Dispute
Allegations: [CUSTOMER'S] COMPLAINT IS DATED JULY 1, 2002 AND REFERENCES A PURCHASE OF A METLIFE INSURANCE POLICY IN JANUARY 2000. [CUSTOMER'S] COMPLAINT IS NOT SPECIFIC OTHER THAN STATING THAT SHE WAS DECEIVED IN REGARDS TO HER PURCHASE OF THE POLICY. ALSO, [CUSTOMER] DOES NOT NAME MR. CATTAT IN HER COMPLAINT LETTER. MR. CATTAT DOES NOT HAVE ANY RECOLLECTION OF DEALING WITH [CUSTOMER] AND IS UNABLE TO PROVIDE ADDITIONAL DETAIL REGARDING THE COMPLAINT.
Damage Amount Requested: $30,157.54
Settlement Amount: $34,390.64

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for GEORGE ALBERT CATTAT, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.