GEORGE EDWARD CELAYA is currently employed as a Broker and/or Investment Adviser at BMO HARRIS FINANCIAL ADVISORS, INC. located at 4380 N CAMPBELL, TUCSON-RIVER ROAD, AZ, 85718.
GEORGE EDWARD CELAYA has worked at BMO HARRIS FINANCIAL ADVISORS, INC. since August 01, 2012
Disclosure History
GEORGE EDWARD CELAYA has 1 Disclosure Event(s).
Date: August 02, 2013 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT SHE INFORMED THE REGISTERED REPRESENTATIVE THAT SHE NEEDED ABOUT HALF OF HER INVESTMENT IN A ONE YEAR TIME FRAME. SHE ALLEGES THAT THE RR RECOMMENDATION TO PLACE THE FUNDS IN A TAX FREE INCOME FUNDS WAS NOT SUITABLE. THE CLIENT IS REQUESTING THE RETURN OF HER INITIAL INVESTMENT. THE ALLEGED DAMAGES ARE $7470.00. A.BHFA COMPLETED THE REVIEW OF THE CLAIMAINT'S COMPLAINT. IN THE INTEREST OF GOOD CUSTOMER RELATIONS AND TO AVOID TIME AND EXPENSE OF CUSTOMER DISPUTE THE MATTER WAS SETTLED. Damage Amount Requested: $7,470.00 Settlement Amount: $7,078.14 Broker Comment: A.BHFA COMPLETED THE REVIEW OF THE CLAIMAINT'S COMPLAINT. IN THE INTEREST OF GOOD CUSTOMER RELATIONS AND TO AVOID TIME AND EXPENSE OF CUSTOMER DISPUTE THE MATTER WAS SETTLED.
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