GEORGE ROBERT COLEMAN

GEORGE ROBERT COLEMAN is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 6465 N QUAIL HOLLOW RD STE 301, MEMPHIS, TN, 38120.

GEORGE ROBERT COLEMAN has worked at LPL FINANCIAL LLC since October 22, 2013

Disclosure History

GEORGE ROBERT COLEMAN has 1 Disclosure Event(s).

Date: November 04, 2004
Category: Customer Dispute
Allegations: CLIENT ALLEGES UNSUITABLE RECOMMENDATION OF INVESTMENT PURCHASED OCTOBER 2000.
Damage Amount Requested: $150,000.00
Settlement Amount: $30,000.00
Broker Comment: [CUSTOMER] REQUESTED AN INVESTMENT THAT PAID A BONUS WHICH WAS A VA AND AGREED NOT TO USE THE MONEY FOR OVER 10 YEARS. HER EMPLOYMENT CHANGED AND SHE WITHDREW THE MONEY.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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